Search for: "Hester v. Washington " Results 1 - 19 of 19
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21 Jun 2019, 6:42 am
Fisch (University of Pennsylvania Law School), Annamaria Lusardi (George Washington University), and Andrea Hasler (George Washington University), on Friday, June 14, 2019 Tags: 401(k), Corporate liability, ERISA, Information asymmetries, Investor protection, Liability standards, Retirement plans Exchanging Views on Exchange-Traded Funds Posted by Hester M. [read post]
25 Apr 2024, 9:05 pm by renholding
Securities and Exchange Commission) recently hosted the 2024 SEC Speaks conference in Washington, DC. [read post]
1 Jul 2016, 7:16 am by Doug Cornelius
[More…] BATTLE OF THE SOMME WEEK – PART V: WHAT DID IT ALL MEAN? [read post]
15 Nov 2019, 6:17 am
Haan (Washington and Lee University), on Tuesday, November 12, 2019 Tags: Corporate Social Responsibility, Legal history, No-action letters, Rule 14a-8, SEC, Securities regulation, Shareholder activism, Shareholder proposals, Shareholder rights, Shareholder voting, Stakeholders, Supreme Court The 2019 CPA-Zicklin Index of Corporate Political Disclosure and Accountability Posted by Bruce F. [read post]
13 Sep 2009, 7:24 pm by Timothy Powers O'Neill
Supp. 1327, 1334 (D.S.C. 1992) (§ 1703(a)(1)(C)), or its pre-1979 statutory predecessors, Hester v. [read post]
5 Mar 2020, 1:49 pm by Kevin LaCroix
” — Kristina Littman, as newly appointed SEC Cyber Chief in her 2020 breakout enforcement action, SEC v. [read post]
30 Jan 2024, 9:02 pm by renholding
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1]  This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
24 Oct 2019, 2:40 pm by Kevin LaCroix
  The Telegram TRO   Dating back to as early as 2014, the SEC began bringing enforcement actions relating to cryptocurrency, and with its October 11, 2019 filing of SEC v. [read post]
15 Dec 2007, 3:10 pm
E-mail: yvonne@tdoa.state.tx.us Texas Department on Aging 4900 North Lamar, 4th Floor Austin, TX 78751-2316 Phone: (512)424-6840; (800) 252-9240 (Toll Free) Web: http://www.tdoa.state.tx.us/index.htm AARP Texas 98 San Jacinto Boulevard, Suite 750 Austin, TX 78701 Phone: (512) 480-9797 Fax: (512) 480-9799 Web: http://www.aarp.org/states/tx ADA Regional ADA & IT Technical Assistance Center Disability Law Resource Project 2323 South Shepard Boulevard, Suite 1000 Houston, TX 77019 Phone:… [read post]